Brokerage STEP 8: Risk Management

Brokerage STEP 8: Risk Management

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Lower liability, reduce risk, and minimize exposure for your brokerage firm!

Session 8 discusses how to lower liability, reduce risk, and minimize exposure for your brokerage firm!

  • Legal Compliance - Be audit-ready with your risk management plan
  • Internal Controls - Lower your liability by implementing fool-proof systems
  • Foil would-be Thieves - Prevent fraud and deter identity theft before your clients become victims
  • Reduce your Risk – ensure adequate insurance coverage for every situation
  • Insulate your Company - Minimize exposure with an agent compliance & supervision system